Regulation January 11, 2024 SEC Proposal to Ban Volume Discounts for Exchange Orders Receives Mixed Feedback Larger exchanges came out in opposition, while smaller exchanges and consumer advocates supported the change.
Regulation December 15, 2022 SEC Proposes Four New Rules, Adopts One The new rules would change the way securities are traded and the enforcement of insider trading.
Risk November 11, 2021 Bubble, Bubble: How Bad Will the Bull Market’s Demise Be? With the market at a record, thoughts of the abyss are rife. Richard Bernstein lays out this dreary view.