Tag: Securities Fraud

Risk April 9, 2021

Tech Firm CEO Sentenced to 8 Years in Prison for Fraud

Daniel Boice pleaded guilty to defrauding 250 investors out of more than $18 million.

Risk March 31, 2021

uBiome’s CEO and chief scientific officer were also indicted by a federal grand jury.

Risk March 30, 2021

Jason Peltz is accused of using insider information and a relationship with a business reporter to reap a profit.

Risk March 5, 2021

Kristijan Krstic, aka Felix Logan, allegedly absconded with $7 million of investors’ money.

Risk February 17, 2021

Three men tied to the company could face 20 years in prison for allegedly misrepresenting the source of funds used for distribution payments.

Risk February 10, 2021

Stefan Qin, 24, allegedly drained the $90 million fund for ‘indulgences and speculative personal investments.’

February 4, 2021

International Investment Group’s David Hu faces a maximum sentence of 45 years in prison.

Risk January 15, 2021

David Wagner solicited nearly $10 million and used investor funds to buy a Porsche and pay earlier investors.

Regulation November 17, 2020

Donald LaGuardia faces a maximum of 45 years in prison for misappropriating funds and lying to investors.

Regulation November 9, 2020

Terrence Chalk, aka Dr. Cash, allegedly hid his criminal past to defraud investors out of more than $4 million.

Alternatives October 23, 2020

Marc Lawrence faces maximum of 60 years in prison for his role in Ponzi-like scheme.

Regulation October 15, 2020

Former SAExploration CEO faces up to 65 years in prison in connection with alleged scheme.

Risk September 23, 2020

Adam Rogas could face up to 45 years in prison for his alleged role in a $123 million securities fraud scheme.

Manager Selection May 26, 2020

Lawsuit alleges the transport company’s executives overstated the residual value of its fleet.

Regulation February 24, 2020

Nicholas Genovese pleads guilty to lying about credentials and hiding a criminal background.