Tag: Mutual Funds

Research May 7, 2025

Approval of Dual Share Class ETF Offerings Anticipated

Among ETF issuers polled by Cerulli Associates, 69% said they either already have filed exemptive relief applications, are planning to or are considering it.

Asset Allocation October 15, 2024

Active Bond Funds Outpaced Passive Peers Over Past Year, per Morningstar

Actively managed real estate funds were also among the top outperformers for the 12 months that ended June 30. 

Regulation August 30, 2024

SEC Postpones Mutual Fund Swing Pricing and Hard Close Proposals

The regulator's decision offers relief to mutual fund managers, despite some added reporting requirements.

Corporate Moves June 18, 2024

Vanguard Reopens Two Actively Managed Funds to All Investors

The Primecap and Primecap Core funds were closed to new investors in 2004 and 2009, respectively. 

Regulation May 21, 2024

SEC to Start T+1 Settlement Next Week

Securities transactions will have to settled by the following business day.

December 5, 2023

Passive Strategies Poised to Take Mutual Fund, ETF Market Lead

Despite a ‘symbolic’ victory for passive expected in 2024, active remains dominant in the larger investing context, according to Cerulli.

Regulation September 14, 2023

Gensler Defends Swing Pricing Proposal Despite Growing Bipartisan Pushback

The chair of the SEC testified about its regulatory agenda, which includes the swing pricing proposal, to the Senate Banking, Housing and Urban Affairs Committee on September 12.

Risk November 15, 2022

Infinity Q Agrees to Settle SEC Overvaluation Charges

About $570 million to be returned to investors.

Asset Allocation June 7, 2022

New Champs: Index Funds Edge Past Actives in Stock Market Share

Better performance and lower fees lead to switch. Demographics, too.

Asset Allocation April 7, 2022

CITs Help Boost Target-Date Strategies to Record Growth in 2021

Collective investment trusts are on pace to overtake mutual funds as the most popular target-date vehicle.

Regulation October 4, 2021

SEC Wants Funds to Reveal More Proxy Voting Information

The regulator proposes disclosure rule changes regarding ‘say-on-pay’ votes and securities lending.

Market Moves March 24, 2021

After the Bull Market’s First Year, What Happens in the Second?

History shows it’s usually a good run, but not as strong, LPL’s Detrick says.

Market Moves October 26, 2020

ETFs on the March: Huge Inflows in September Set Up 2020 for Near Record

They gathered $35.2 billion last month, which should make this year second only to 2017’s blowout.

Corporate Moves October 16, 2020

Exclusive Interview: Ted Aronson Will Shutter His Value-Oriented Firm

AJO Partners is closing after nearly 40 years of investing, as its style suffers. Founder's team wants to launch a successor, but he will be on the sidelines. 

Market Moves June 17, 2020

How Little-Guy Investors Bested the Pros by Riding Popular Iffy Stocks

Goldman Sachs study shows that, since this year’s low point, ordinary market players shot past the smart money, 61% to 45%.