Tag: Investment Advisers Act

Regulation November 12, 2024

Invesco Pays $17.5M Fine to Settle SEC Greenwashing Charges

However, the future of ESG regulation in the U.S. is unclear under a second Trump administration.

 

Regulation July 6, 2022

SEC Adopts New E- Filing Rules

Changes aim to modernize regulator’s records management process and make filings more accessible to the public.