Tag: Fraud

Regulation March 25, 2019

Hedge Fund Manager Gets a 14-Year Prison Sentence for Fraud

Raymond K. Montoya’s Ponzi scheme victims included family, friends, and acquaintances.

Newsmakers October 22, 2018

Former State Street Head Sentenced to 18 Months for Fraud

Ross McLellan and others were adding secret commissions to fixed-income, equity trades with institutional clients between 2010 and 2011.

Regulation October 9, 2018

SEC Stops Microcap Fraud Scheme

More than a dozen international regulators helped unravel conspiracy.