Regulation
FINRA Fines Credit Suisse $9 Million for Violating Customer Protection Rule
The regulator accused the firm of failing to maintain control of billions of dollars of margin securities.
Tag: Financial Industry Regulatory Authority
Asset Management Culture
Former Bridgewater Co-Chief Eileen Murray Appointed to FINRA, HSBC Positions
One of the most notable female leaders in finance has accepted two new leadership positions after her exit from Bridgewater.