Tag: Andrew Middlebrooks

Regulation August 16, 2023

Florida Fund Administrator Settles SEC Charges Over Missing ‘Red Flags’

Theorem Fund Services allegedly misappropriated and misused investors’ funds.

News June 2, 2022

SEC Charges Hedge Fund Adviser With $39 Million Fraud

Andrew Middlebrooks allegedly embezzled money from investors to pay for jewelry, credit card bills and his wife’s business.