Tag: American Depositary Receipts

Regulation January 4, 2019

JPMorgan to Pay $135 Million for Improper ADR Handling

Settlement is the SEC’s eighth action against a bank or broker in its ongoing ADR investigation.

Regulation November 12, 2018

Citibank to Pay $38.8 Million for Improper Handling of ADRs

SEC alleges bank profited from ‘industry-wide fraud.’