12/12/2011 06:25:00 PM

Foreign Exchange Investment Risk Survey

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A striking dichotomy emerges between US and non-US capital owners in our inaugural survey of FX practices.

Historically, American institutional investors have had the luxury of glossing over the risk currency fluctuations pose to their portfolios. It shows.

This is the most striking finding in the latest iteration of our Survey of Asset and Geographical Allocations (SAGA) Series—our inaugural FX Edition. In it, we asked capital owners from around the world to answer questions on their FX practices. Did they have international currency exposure? Did they hedge it? How did they hedge it—and why? The answers they gave illustrate multiple dichotomies within the institutional world regarding thoughts and actions relating to this often hidden risk.

While there are significant differences in FX practices among public pensions, corporate pensions, and endowments/foundations/sovereign funds—as well as with funds under and over $5 billion in assets—the most striking dichotomy is that between US and non-US funds. In short, for a variety of reasons, foreign funds are much more likely to actively acknowledge FX risk, hedge it, and take the risk seriously.

It starts with the basics: Non-US funds (72%) are much more likely to hedge their foreign currency exposure than US funds (28%). These non-US funds are also almost twice as likely to insert explicit language into their investment policy statements regarding currency exposure- 67% (non-US) to 37% (US). That same margin is seen when asked whether they have discussed currency exposure with their investment committee in the past three months. The dichotomy extends to internal reporting as well: Seventy-one percent of non-US funds produce a currency exposure report for their investment committee on a regular basis, defined as at least annually. Only 29% of American funds do the same.

Interestingly, the lack of FX focus in the US extends to defined contribution (DC) plans, which a number of respondents run alongside their defined benefit pension plans. Overall, 58% of respondents had, within their job capacity, oversight over a defined contribution plan; only 18% of respondents considered FX in these plans, while 40% did not. While only 30% of non-US funds ran DC plans, nearly 90% of these fiduciaries considered FX risk. Conversely, in the US, 68% of respondents ran DC plans. Only 22% of these respondents considered FX risk.

Before we damn US funds over their lack of risk management, a caveat: Hedging can be costly, and with the dollar as the world’s reserve currency, it was perhaps less important for US funds—with liabilities in US dollars—to hedge currency exposure. Also, some US funds commented that their foreign exposure was relatively small, and thus did not warrant any hedging. However, as portfolios become increasingly diversified geographically, and the US (perhaps) loses its reserve currency status, these funds will need to be increasingly aware of their foreign currency exposure. Time will tell if, in fact, they are.

Methodology

Responses from one hundred asset owners were accepted for the survey over a period of three months ending October 13, 2011. Twenty-six were from outside the United States; the remaining 74 were American-based. aiCIO would like to extend a special thank you to Cynthia Steer of Russell Investment Consulting for her help in structuring this survey. For more information, contact Quinn Keeler (qkeeler@assetinternational.com).

Table of Contents

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Foreign Exchange Investment Risk Survey
  • Story and Methodology
Respondent Profile
  • What type or organization do you represent?
  • Region
  • What are the investable assets controlled by your organization?
FX Exposure - Part 1
  • Do you consider currency exposure a zero-sum game?
  • Where in your asset allocation is this exposure?
  • Do you hedge this exposure?
  • What do you hedge?
FX Exposure - Part 2
  • Do you invest in currency as an asset class?
  • Is there explicit language in your investment policy statement regarding currency exposure?
  • If yes, is it in regard to:
FX Exposure - Part 3
  • Do you hire external managers for FX purposes?
  • If so, is the purpose to:
  • If you hedge, what instruments do you use?
  • If you use OTC forwards, what is the longest maturity allowed, in months?
FX Exposure - Part 4
  • Have you discussed currency exposure with your investment committee in the past:
  • Do you produce a currency exposure report for your committee on a regular basis, defined as at least annually?
  • If within your job capacity you also oversee a defined contribution plan, is currency exposure considered in this plan?
  • Do you think of currency exposure as defined by the combination of your benchmarks or something else?
  • Importance of currency exposure when thinking about your portfolio (1 =not important at all; 5=extremely important)
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